Securities Arbitration - Services

The Otto Law Group has considerable experience representing broker-dealers, investment managers and advisors and investors in various matters regarding the trading, transferring and management of securities. We have represented clients in both arbitration and litigation proceedings. When problems or disputes arise, we counsel our clients on ways to avoid litigation, minimize litigation risks and resolve disputes in arbitration. We have settled or resolved matters promptly through creative negotiation, direct action and arbitration. In litigating a matter, we advise our clients regarding their legal rights and obligations and implement innovative strategies and techniques to achieve our clients' objectives within appropriate time frames and cost levels. We seek effective and efficient results in all of our litigation and arbitration efforts. As a boutique firm, we are able to maintain frequent and direct communication with our clients. We believe that frequent and direct communication, whether in arbitration or litigation, is essential to developing a successful strategy and more likely to achieve a favorable result.